Disclosure

IMPORTANT DISCLOSURE INFORMATION

Next Capital Management, LLC (“NEXT”) is an SEC registered investment adviser located in New York, New York.  A copy of NEXT’s current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request.

NEXT may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.  NEXT’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links.  Accordingly, the publication of NEXT’s web site on the Internet should not be construed by any consumer and/or prospective client as NEXT’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Any subsequent, direct communication by NEXT with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  A copy of NEXT’s current written disclosure Brochure discussing NEXT’s business operations, services, and fees is available from NEXT upon written request.  NEXT does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to NEXT’s web site or incorporated herein, and takes no responsibility therefore.  All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by NEXT), will be profitable or equal any historical performance level(s).

Certain portions of NEXT’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, NEXT (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date.  Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s).  Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from NEXT, or from any other investment professional. NEXT is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

Please Note: Projection/Assumption Limitations. To the extent that any portion of the content reflects assumptions and/or projections, no such content should be construed or relied upon as an absolute probability that such an assumption or projection will prove correct or projected result will occur. To the contrary, a different result (positive or negative) can, and most likely will, occur. Materially different results could occur at any specific point in time or over any specific time period. The purpose of the projections is to provide a guideline to help determine which scenario best meets current and/or anticipated financial situations and/or objectives, with the understanding that either is subject to change, in which event the client should immediately notify NEXT so that the above analysis can be repeated.

ANY QUESTIONS: NEXT’s Chief Compliance Officer Andrew Hart remains available to address any questions.

Each client and prospective client agrees, as a condition precedent to his/her/its access to NEXT’s web site, to release and hold harmless NEXT, its officers, directors, owners, employees, and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from NEXT.